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purchaser of securities

См. также в других словарях:

  • purchaser representative — USA If non accredited investors are solicited in a private placement of securities, the issuer must reasonably believe that each investor has sufficient knowledge and experience in financial and business matters, either alone or with the aid of a …   Law dictionary

  • Securities and Exchange Commission v. W. J. Howey Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. W. J. Howey Co. ArgueDate=May 2 ArgueYear=1946 DecideDate=May 27 DecideYear=1946 FullName=Securities and Exchange Commission v. W. J. Howey Co. et al. USVol=328 USPage=293 Citation=66… …   Wikipedia

  • Securities Litigation Uniform Standards Act — The Securities Litigation Uniform Standards Act of 1998 (SLUSA) is a federal legislative act in the United States regarding private class action lawsuits for securities fraud. SLUSA amended portions of the Securities Act of 1933 and the… …   Wikipedia

  • initial purchaser — USA In the context of securities and capital markets, initial purchasers are entities (typically broker dealers) that purchase unregistered securities directly from an issuer under a valid private placement exemption under the Securities Act. The …   Law dictionary

  • Backstop Purchaser — An entity that agrees to purchase all the remaining, unsubscribed securities from a rights offering. The backstop purchaser provides security to the issuing firm by guaranteeing that all of the newly issued shares will be purchased, allowing the… …   Investment dictionary

  • Interest in securities — An interest in securities is the asset of a client for whom an intermediary holds securities on an unallocated basis, commingled with the interests in securities of other clients. The distinction between securities and interests in securities is… …   Wikipedia

  • bona fide purchaser — One who has purchased property for value without any notice of any defects in the title of the seller. Walters v. Calderon, 25 Cal.App.3d 863, 102 CaLRptr. 89, 97. One who pays valuable consideration, has no notice of outstanding rights of others …   Black's law dictionary

  • bona fide purchaser — One who has purchased property for value without any notice of any defects in the title of the seller. Walters v. Calderon, 25 Cal.App.3d 863, 102 CaLRptr. 89, 97. One who pays valuable consideration, has no notice of outstanding rights of others …   Black's law dictionary

  • Settlement (finance) — Settlement (of securities) is the process whereby securities or interests in securities are delivered, usually against payment, to fulfill contractual obligations, such as those arising under securities trades. This involves the delivery of… …   Wikipedia

  • Qualified Institutional Buyer — A Qualified Institutional Buyer (or QIB), in law and finance, is a purchaser of securities that is deemed financially sophisticated and is legally recognized by security market regulators to need less protection from issuers than most public… …   Wikipedia

  • long account — noun 1. : the account of a purchaser of securities on margin 2. : the aggregate of margin purchases in a given security or commodity or in a delivery month or of the market as a whole * * * Finance. the account of a customer who buys securities… …   Useful english dictionary

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